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Bisphenol and Phthalate Analyzes | PPWR and 10/2011/EU

Introduction: The regulatory importance of bisphenols and phthalates

The chemical safety of packaging materials that come into contact with food is strictly regulated by the European Union Packaging Ordinance (PPWR) and a number of specific regulations, above all Regulation (EU) No 10/2011 on plastic materials. Two of the most important components of this regulatory framework are the groups of substances known as bisphenols and B phthalates. Bisphenols are monomers used in particular in polycarbonate plastics and epoxy resin coatings, while phthalates are plasticizers that give PVC-based packaging flexibility. Both groups of substances have undergone intensive toxicological examinations on the basis of their endocrine-effective properties (which negatively affect the hormone system) and for many of them specific migration limits (SML) limiting their migration to foods have been set. Nano-Test Laboratories perform bisphenol and phthalate analyzes in full compliance with GLP principles with validated LC-MS/MS and GC-MS/MS procedures and provide our customers with legal compliance assessments and comprehensive technical advice.

Bisphenols: chemical structure, regulatory status and SML values

Bisphenols are synthetic organic compounds in which two hydroxyphenyl groups are connected to each other via a bridge atom or a bridge group. The best known and most commonly used compound of this group, Bisphenol A (BPA), is used as a monomer in the manufacture of polycarbonate plastics and as a starting material in the synthesis of epoxy resins. However, after the endocrine properties of BPA have been scientifically proven, the restrictions on the use of BPA in the European Union have been increasingly tightened. This has prompted manufacturers to use alternatively structurally similar alternative compounds (BPS, BPF, BPAF, etc.) instead of BPA; However, the fear that these alternatives could also have similar toxicological profiles has resulted in the supervisory authorities having also included these connections in the scope of surveillance.

The main regulated bisphenols and their SML values

The following table summarizes the bisphenol compounds that occur most frequently in packaging materials, their chemical structure, their regulatory status and the current SML values:

ConnectionAbbreviation / CAS No.SML (mg/kg food or simulant)Regulatory StatusTypical scope
Bisphenol ABPA / 80-05-70,05subject to SML according to 10/2011/EU; prohibited in baby bottles; in the EU in the process of a complete ban on food contact;
limited in REACH Annex XVII; On the SVHC Candidate List (Endocrine Disruptor)
Polycarbonate-Plastics, Epoxy Resin Coatings, Canned Inner Coatings
Bisphenol SBPS / 80-09 -10,05Subject to SML according to 10/2011/EU; is increasingly being used as a BPA alternative; toxicological examination is still ongoingBPA alternative; Thermal paper coatings, sulfone polymers, epoxy resins
Bisphenol fBPF / 620-92-8Under observationIs not yet subject to any SML according to 10/2011/EU; on the EFSA's surveillance list; BPA alternativeEpoxy resins, coatings, adhesives
Bisphenol AFBPAF / 1478-61-1Is subject to surveillanceUsed in fluorinated polymers; BPA alternative; official examination is still ongoingManufacture of fluoropolymers, special coatings

Note: The European Commission is currently working on a draft prohibiting the use of BPA in all materials that come into contact with food. Nano-Test closely follows these regulatory developments and proactively informs its customers.

Phthalates: regulatory framework for plasticizers

Phthalates (phthalic acid esters) are plasticizers used in particular in polyvinyl chloride (PVC)-based packaging materials to impart flexibility and processability. Since they are not covalently bound to PVC, they can go to the surface (migration) over time and go into food from there. Some of the phthalates are classified as endocrine-effective substances and as reproductive toxic substances, which is why their use in materials that come into contact with food is strictly restricted. For low molecular weight phthalates (such as DBP, BBP, DEHP), far-reaching restrictions also apply under the REACH regulation.

The main regulated phthalates and SML values

The following table summarizes the most common phthalate compounds in packaging materials, their chemical structure and SML values in accordance with Regulation (EU) No 10/2011:

ConnectionAbbreviation / CAS No.SML (mg/kg food or simulant)Regulatory StatusTypical scope
Di (2-ethylhexyl)phthalateDEHP / 117-81-71,5subject to SML according to 10/2011/EU; REACH Annex XIV (requiring approval); on the SVHC candidate list; prohibited in toysPVC plasticizer; Seals, Closures, Flexible Foils, Medical Devices
Dibutyl phthalateDBP / 84-74-20,3Subject to SML according to 10/2011/EU; REACH Annex XIV; on the SVHC candidate list; prohibited in cosmeticsAdhesives, printing inks, PVC films, coatings
ButylbenzylphthalateBBP / 85-68-730Subject to SML according to 10/2011/EU; REACH Annex XIV; On the SVHC candidate listVinyl coatings, printing inks, laminating adhesives
Di-isononylphthalateDINP / 28553 -12-09 (as sum of DINP and DIDP)Subject to SML according to 10/2011/EU; restricted in children's productsPVC plasticizer; Flexible packaging, seals, closures
Di isodesyl phthalateDIDP / 26761-40-09 (as sum of DINP and DIDP)subject to SML according to 10/2011/EU; restricted in children's productsPVC plasticizer; Flexible packaging, seals
Di-n-octylphthalateDnop / 117-84-05 (as sum of DNOP and DNP)10/ 2011/EU is subject to SMLPVC plasticizer; Special Applications

Note: In the current consolidated version of Regulation 10/2011/EU, the SML values for DEHP, DBP, BBP and DINP are defined on the basis of the specific substances. In addition, combined conformity criteria for the total of these phthalates (e.g. the sum of DEHP + DBP + BBP) must be taken into account.

Analytical methodology in the nano test laboratory

In the nano-test laboratory, bisphenol and phthalate analyzes are carried out using analytical methods, which are optimized, validated and fully compliant with the GLP principles according to the chemical properties of the target substance.

Selection of the analytical platform and method comparison

The following table provides a comparison of the most important analytical platforms used in bisphenol and phthalate analyses and their areas of application:

Analytical PlatformTechnical propertiesDestination connectionsAdvantages
LC-MS/MS (QQQ)Triple quadrupole; ESI ionization; MRM mode; High selectivity and sensitivityBisphenols (BPA, BPS, BPF, BPAF and other analogs); Polar Phthalate MetabolitesIdeal for polar and moderately polar connections; low LOQ values (in the PPB range); No derivatization required
GC-MS/MS (QQQ)Triple quadrupole; egg ionization; MRM mode; High chromatographic selectivityPhthalates (DEHP, DBP, BBP, DINP, DIDP, DNOP); Low Polar ConnectionsReference method for volatile and semi-volatile connections; extensive library support; isomer separation possible
HPLC DAD / UV-VISPhotodiode array detector; Suitable for compounds with chromophores groupsSpecific bisphenols; Samples with high concentrationSimple and fast screening; cost-efficient; Suitable for pre-screening

Analytical workflow: from migration attempt to quantitative determination

The following table describes in detail the end-to-end workflow for bisphenol and phthalate analyzes in the nano-test laboratory:

StepProcessTechnical Details
1. Test setupDetermination of the simulancy and test conditionsAppropriate food simulants and test conditions are selected in accordance with the application scenario specified by the customer in accordance with Annex III and V of Regulation (EU) No 10/2011. For bisphenols and phthalates, Simulan D1 (50% ethanol) or Simulan D2 (vegetable oil) are usually used.
2. Migration testControlled contactThe packaging sample is contacted with the selected simulan at a set temperature and over a specified period using standard contact cells or by means of immersion. The contact conditions are continuously monitored in calibrated drying cabinets.
3. Extraction and Sample PreparationIsolation of the target analytesLiquid-liquid extraction or SPE (solid phase extraction) for aqueous simulants; Appropriate solvent extraction and purification for the oily Simulan D2. Matrix effects are corrected by adding internal standards (such as isotope-labeled BPA-D16, DEHP-D4).
4. Instrumental AnalysisQuantitative determination using LC-MS/MS or GC-MS/MSBisphenols are analyzed by LC-MS/MS; Phthalates using GC-MS/MS. Two MRM transits (quantitative and confirmation) are tracked for each target connection. The LOQ values were validated to be at least one tenth of the SML limits.
5. Evaluation and ReportingComparison with the SML and declaration of conformityThe quantitative results obtained are compared with the legal SML value of the respective substance. In cases where combined limit values apply (e.g. sum of DINP and DIDP), the total values are also calculated. A GLP compliant, comprehensive analysis report is created.

The integrated service model of nano-test for bisphenol and phthalate analyses

As Nano-Test Labor Services, we do not offer bisphenol and phthalate analyzes as individual examinations, but as an integral part of the PPWR and 10/2011/EU conformity process. Our service model is based on the following four pillars:

Service pillarsScopeBenefits for the customer
Regulatory consultingDetermining which bisphenol and phthalate compounds must be analyzed according to the product composition and the conditions of use; Selecting the right simulation and test conditionsCost optimization through the right test strategy; Avoidance of missing or unnecessary analyses
Analytical Testing ServicesQuantitative determination using GLP-compliant validated LC-MS/MS and GC-MS/MS methodsResponsible and traceable analytical data accepted by the supervisory authorities
Conformity assessmentPreparation of a declaration of conformity or non-conformity by comparing the results with SML values and combined limit valuesA clear and binding assessment of the legal status of the product
Support with technical documentationProvision of comprehensive analysis reports suitable for government requests and the data required for the Declaration of Conformity (DOC)Support for the customer in the complete and correct creation of their own declaration of conformity

In the event of an exceeding of the limit value or non-conformity, the specialist team at Nano-Test also offers its customers technical advice on the cause analysis to determine the source of the problem and the planning of corrective measures. As bisphenol and phthalate contaminations are usually due to a specific raw material or additive in the supply chain, the correct identification of the source is crucial for a permanent solution to the problem.

In order to ensure the bisphenol and phthalate compliance of your packaging that you export to the European market, according to PPWR and 10/2011/EU and to carry out your analyzes with a reliable and experienced partner, you can contact our expert team for detailed Get information about the accredited laboratory services and technical advice from Nano-Test.

Introduction: The NIAS concept and the regulatory context

Ensuring the chemical safety of packaging materials coming into contact with foods is not limited to the control of substances intentionally added during the manufacturing process (intentionally added substances - ias). Article 3 of the Framework Regulation (EC) No 1935/2004 of the European Union and Regulation (EU) No 10/2011 on plastics materials oblige the manufacturers to unintentionally added substances (non-intentionally added Substances – NIAS) and conduct a risk assessment. Nias can come from contaminants in the starting materials, from reaction by-products, degradation products or environmental contaminants produced during production. With the introduction of the PPWR, this obligation has become even clearer, so that packaging manufacturers have to tackle the NIAS assessment with a systematic approach. Nano-Test Labor Services offer a comprehensive and GLP-compliant service portfolio in the area of NIAS assessment, ranging from screening and identification studies with advanced analysis techniques to toxicological risk assessment.

Definition, sources and classification of NIAS

NIAS is a broad term that encompasses all chemical substances that are not intentionally added to the formulation of a packaging material, but may be present in the final product. The sources of these substances are diverse and can arise throughout the entire lifecycle of the packaging. A correct understanding of NIAS is crucial for the development of an effective analysis strategy and the performance of a risk assessment.

Classification of NIAS sources

The following table systematically summarizes the most important mechanisms of formation, sources and typical examples for each source:

NIAS sourceMechanism of formationTypical NIAS examples
Contaminations in the starting materialsResidues from the manufacturing process of monomers, additives or residues of solvents originating from the production processMonomer isomers, solvent residues, catalyst residues, contaminations in chemicals of technical quality
Reaction by-productsUndesired compounds formed during polymerization, cross-linking or curing reactions undesired compoundsOligomers (dimers, trimers), polymerization by-products, degradation products
Decomposition productsThermal, photochemical or hydrolytic degradation of the polymer or additivesDegradation products of antioxidants, degradation products of UV stabilizers, depolymerization oligomers
Contaminations from recycling</ strong>Foreign substances that enter the recycled raw material or residues from previous usePrinting ink components, adhesive residues, residues of previous products, MOSH/MOAH
Environmental contaminantsSubstances that occur during production, storage or transport from the environmentPAH (polycyclic aromatic hydrocarbons), PCB, pesticide residues

Note: The scope of the NIAS assessment is determined on a case-by-case basis based on the composition of the packaging material, the manufacturing process and the intended conditions of use. The guidelines published by the EFSA provide the basic methodological framework for the NIAS assessment.

Analytical strategy in NIAS assessment

The NIAS assessment represents one of the most complex areas of analytical chemistry due to the need to screen and identify a variety of known and unknown substances simultaneously. In the Nano-Test laboratory, the NIAS assessment is carried out using the following multi-stage and systematic approach.

Step-by-step NIAS assessment strategy

The NIAS assessment process applied by Nano-Test consists of four main phases, which are summarized in the following table:

PhaseStepExplanation
1. Pre-evaluation and data collectionReview of information on formulation and manufacturing processTheoretical determination of all raw materials, additives, production parameters, and potential NIAS sources (impurities, reaction by-products, decomposition products). In this phase, supplier declarations and safety data sheets (SDS) provided by the customer are also evaluated.
2. Non-targeted screening (non-targeted screening)Comprehensive screening using high-resolution mass spectrometry (HRMS)The extract obtained after a suitable extraction and/or migration test is analyzed with LC-QTOF-MS and GC-QTOF-MS systems. The obtained data are evaluated with advanced data processing software to perform a library match and identify unknown peaks.
3. Identification and semiquantitative determinationStructural elucidation of identified NIAS candidatesThe structural characterization of unknown compounds is based on the exact mass obtained from the HRMS data, the isotope distribution and the MS/MS fragmentation pattern. As far as possible, validation is based on reference standards. The semi-quantitative estimate is based on an approach based on internal standards or structural analogues.
4. Toxicological Risk AssessmentEvaluation of the identified NIAS with regard to food safetyFor each identified NIAS, a risk assessment is performed using the EFSA's Threshold of Toxicological Concern (TTC) approach or substance-specific toxicological data. The Cramer classification and genotoxicity warnings (QSAR) are taken into account.

Nano Test NIAS Analysis Platforms

The main analytical platforms used in the Nano Test Laboratory for the NIAS assessment, as well as their specific roles in NIAS analysis, are shown in the following table:

Analytical PlatformTechnical propertiesRole in NIAS analysisTarget network profile
LC-QTOF-MSHigh Resolution (‚30,000 FWHM), High Mass Accuracy (±3 ppm), MS/MS FragmentationTarget-free screening and identification of polar and moderately polar NIASOligomers, degradation products, antioxidants and their metabolites, plasticizers, lubricants
GC-QTOF-MSHigh Resolution, Egg and Ci Ionization, Extensive Library (NIST, Wiley)Targets Free Screening and Identification of Volatile and Semi-Flecked NIASVolatile organic compounds (VOCs), low molecular weight oligomers, solvent residues
LC-MS/MS (QQQ)Triple-quadrupole, MRM mode, high selectivity and sensitivityTargeted quantitative determination and validation of identified NIASSpecific NIAS compounds (BPA, phthalates, PAA, etc.)
Headspace GC-MSHeadspace sampling, optimized for volatile connectionsScreening and Quantification of Volatile NIASResidual monomers (styrene, butadiene), solvents, volatile degradation products

Toxicological risk assessment and TTC approach

The ultimate goal of the NIAS assessment is to determine whether the identified substances pose a risk to consumer health. The “Threshold of Toxicological Concern” (TTC) approach adopted by EFSA offers a scientifically based risk assessment tool for substances whose structure is known but for which only limited toxicological data are available.

Nano Test uses the following systematic approach in this crucial phase of NIAS assessment:

Cramer Classification and TTC Thresholds

The following table summarizes the toxicological potential of the substances according to the Cramer classification system and the corresponding TTC thresholds:

Cramer classToxicity potentialTTC threshold (μg/kg body weight/day)Typical chemical structures
Class ILow toxicity potential30Simple aliphatic hydrocarbons, normal metabolic products
Class IIMean toxicity potential9Compounds with functional groups without aromatic rings, esters, ethers
Class IIIHigh toxicity potential1, 5Aromatic compounds, heterocyclic structures, conjugated systems
Genotoxic substancesSuspected DNA-reactive genotoxicity0.0025 (for a lifetime risk of cancer of 1:10⁵)Aflatoxin-like structures, N-nitroso compounds, DNA intercalators

Note: EFSA does not recommend using the TTC approach for genotoxic carcinogens. Minimizing exposure (Alara principle) is of fundamental importance for such substances. In addition, the TTC approach may not be suitable for substance groups with potentially neurotoxic effects, such as organophosphates and carbamates.

Nano-Test's integrated NIAS assessment service

As Nano-Test Labor Services, we offer the NIAS assessment with a multidisciplinary and integrated approach. Our service model consists of the components summarized in the following table:

The NIAS assessment is not just an analytical test, but a multi-layered process that requires well-founded chemical and toxicological expertise. As a nano test, at every stage of this process, we act in accordance with the GLP principles, scientific care and a customer-oriented approach to consulting. PPWR and the relevant EU regulations and conduct your screening and risk assessment processes with a reliable partner, you can contact our team of experts for detailed information on Nano-Test's NIAS Valuation Services get.

 

Performance componentScopeBenefit for the customer
   
Formulation and Process AnalysisDetailed investigation of the raw materials used, additives and the production process; Theoretical mapping of potential NIAS sourcesCorrect elaboration of the analysis strategy, avoidance of unnecessary analyses
Untargeted Screening (HRMS)Comprehensive, target-free chemical screening using LC-QTOF-MS and GC-QTOF-MSDetection of unexpected contaminants and unknown NIAS
Structural Enlightenment and Half-QuantificationStructural characterization based on HRMS data and semi-quantitative estimate based on internal standardsReliable identification of unknown peaks and determination of their approximate concentrations
Toxicological risk assessmentComprehensive Risk Assessment Using TTC Approach, Cramer Classification and QSAR Toxicity Prediction (in Silico)Scientifically based assessment of the food safety risk of identified NIAS
Compliance with regulatory requirementsComprehensive report for the DOC (Declaration of Conformity), which contains all analytical results and the risk assessmentComplete documentation for official applications and customer audits

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